Compliance Monitoring
Compliance and Focused Monitoring
Contact: Leigh Mobley, Section Chief for Policy, Monitoring and Audit
Continuous Improvement and Focused Monitoring System (CIFMS)
Purpose: The Individuals with Disabilities Education Improvement Act (IDEA) and Article Nine of North Carolina state law require that the Department of Public Instruction monitor public school units (PSUs) on a regular basis to ensure compliance with state and federal laws, rules and regulations that govern the provision of special education and related services to children with disabilities. The purpose of this monitoring is to focus federal, state, and local resources on improved results for children with disabilities.
The Office of Exceptional Children is responsible for conducting all monitoring activities through the Continuous Improvement and Focused Monitoring System (CIFMS). Activities include:
- Program Compliance Reviews
- Targeted On-Site Monitoring
- Focused Monitoring
- PSU Program Assessments
Resources
- PCR PSU Prep Tool (revised 2023-2024)
- PCR Student Profile Tool
- PCR Report Template (revised 2023-2024)
- PCR Student Record Protocol (revised 2023-2024)
- PCR Sample Form-Service Verification Observation Schedule 1
- PCR Sample Form-Service Verification Observation Schedule 2
- PCR Sample Form-Service Verification Tool 1
- PCR Sample Form-Service Verification Tool 2
- 2023-2024 PCR Cycle
Monitoring Consultants are divided regionally. For regions with high concentrations of PSUs, the monitoring consultants have divided the PSUs equitably with a lead monitor identified to ensure timely technical assistance. Monitoring consultants are available to:
- trouble-shoot compliance questions
- assist with the documentation of supports and services in IEPs
- help prepare for on-site visits
- offer technical assistance for compliance indicators.